Senior Regulatory Compliance Specialist

Angott Search Group has partnered with their banking client in their search for a Senior Regulatory Compliance Specialist.

RESPONSIBILITIES:

  • Ensure consumer compliance audits and reviews for mortgage; consumer loans.
  • Ensure BSA customer reviews and other BSA functions are completed as planned to include completing most complex or technical functions.
  • Manage follow-up on exam; audit; and review findings with management including assigning follow-up reviews to ensure completed correctly.
  • Train and mentor less experienced team members in department which requires involvement and knowledge of Regulatory Risk Specialist roles and responsibilities.
  • Review and/or write reports of audit finds and present findings to management.
  • Participate in risk assessments; quarterly compliance reports.
  • Contribute to improvements and updates with Regulatory Risk Policies and Procedures.

QUALIFICATIONS:

  • Extensive knowledge of loan and deposit compliance laws and regulations.
  • Demonstrates a proficiency with various software tools, fraud investigation, and systems relating to the direction of anti-money laundering activities.
  • Excellent written and verbal communication and interpersonal skills required to effectively work with employees, law enforcement, and banking agencies.
  • Strong analytical and decision-making skills.
  • Ability to work in Microsoft applications (Excel, Word, Outlook, etc.).
  • Knowledge of Jack Henry Silverlake preferred.

EDUCATION/EXPERIENCE:

  • Minimum of one to three years’ experience working directly with consumer compliance and/or BSA department either as a specialist.
  • Auditor or examiner experience.

To apply for this job email your details to mmcnamara@asgteam.com